Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coastal Equities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Christopher Kovacs | 6350933 | 2 | 11/14/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lloyd Thomas Layton | 1618414 | 3 | 08/13/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Lee Wells | 1217316 | 3 | 03/07/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Farshed Ali Moghaddam | 4565212 | 3 | 03/17/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Ann Miller | 600311 | 3 | 01/03/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Richard Eglington | 1932848 | 1 | 05/01/1994 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Francis McCrory | 705683 | 6 | 07/01/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |