Our Staff has compiled our research into a database of FINRA Broker Disclosures for Coastal Equities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Franklin Shenk | 2876098 | 2 | 12/07/2022 | Customer Dispute | Pending | $160,000.00 | $0.00 | See FINRA Report |
| Kari M March | 4021533 | 1 | 10/14/2022 | Customer Dispute | Pending | $200,000.00 | $0.00 | See FINRA Report |
| James Franklin Shenk | 2876098 | 2 | 09/06/2022 | Customer Dispute | Pending | $250,000.00 | $0.00 | See FINRA Report |
| James Calvin Gorman | 2295001 | 1 | 07/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wayne Craig Stewart | 2462780 | 2 | 06/24/2022 | Customer Dispute | Pending | $50,001.00 | $0.00 | See FINRA Report |
| Vincent Keith Annable | 1033573 | 4 | 04/12/2022 | Customer Dispute | Pending | $600,000.00 | $0.00 | See FINRA Report |
| Blake Edward Fellows | 4374810 | 3 | 03/30/2022 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Blake Edward Fellows | 4374810 | 3 | 09/03/2021 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Charles Francis Reiling | 2916761 | 1 | 06/11/2021 | Customer Dispute | Settled | $1,375,000.00 | $0.00 | See FINRA Report |
| Matthew Dwayne Rakerd | 2516470 | 1 | 06/11/2021 | Customer Dispute | Settled | $1,375,000.00 | $0.00 | See FINRA Report |