Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jefferies LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James William Leong | 6268065 | 1 | 07/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Spencer Pogue | 7127370 | 1 | 01/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Penelope Diane Kiel | 2523562 | 2 | 11/13/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Bena Armstrong | 2051124 | 3 | 09/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Penelope Diane Kiel | 2523562 | 2 | 09/24/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Karen Bena Armstrong | 2051124 | 3 | 02/08/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Franklyn Johnson Collymore | 3237105 | 1 | 08/01/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |