Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jefferies LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Gustavo Alfredo Frances | 4246160 | 2 | 01/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Gustavo Alfredo Frances | 4246160 | 2 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Karen Bena Armstrong | 2051124 | 3 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Camardi | 1908111 | 2 | 01/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Richard Camardi | 1908111 | 2 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |