Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jefferies LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James William Leong | 6268065 | 1 | 07/10/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Theodore M Serure | 419023 | 2 | 11/09/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Leandro Milititsky | 4874510 | 2 | 09/13/2022 | Customer Dispute | Denied | $1,362,170.00 | $0.00 | See FINRA Report |
| Renato V Estefano | 5252944 | 1 | 09/13/2022 | Customer Dispute | Denied | $1,362,170.00 | $0.00 | See FINRA Report |
| Mellawi Berhane | 5540927 | 1 | 09/02/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Lusby | 6425566 | 2 | 06/10/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Whiting Brush | 4758498 | 1 | 04/27/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Benjamin Arthur Sykes | 5633044 | 1 | 04/15/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Marcelo Javier Poliak | 2465622 | 2 | 09/08/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Justin Tulloch | 7579944 | 1 | 08/11/2020 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |