Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jefferies LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore M Serure | 419023 | 2 | 11/09/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Renato V Estefano | 5252944 | 1 | 09/13/2022 | Customer Dispute | Denied | $1,362,170.00 | $0.00 | See FINRA Report |
| Leandro Milititsky | 4874510 | 2 | 09/13/2022 | Customer Dispute | Denied | $1,362,170.00 | $0.00 | See FINRA Report |
| Lauri A Scoran | 2060170 | 1 | 01/07/2022 | Customer Dispute | Pending | $28,000,000.00 | $0.00 | See FINRA Report |
| John Albert Laub | 4959221 | 1 | 01/07/2022 | Customer Dispute | Pending | $28,000,000.00 | $0.00 | See FINRA Report |
| Richard Brian Handler | 1563245 | 1 | 11/24/2021 | Customer Dispute | Pending | $28,000,000.00 | $0.00 | See FINRA Report |
| Christopher Andrew Bianchi | 3090724 | 1 | 11/24/2021 | Customer Dispute | Pending | $28,000,000.00 | $0.00 | See FINRA Report |
| Stephen D. Augustin | 4589912 | 1 | 11/24/2021 | Customer Dispute | Pending | $28,000,000.00 | $0.00 | See FINRA Report |
| Barsam Lakani | 6210886 | 1 | 11/24/2021 | Customer Dispute | Pending | $28,000,000.00 | $0.00 | See FINRA Report |
| Kristopher Matthew Spraker | 4432469 | 1 | 09/18/2021 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |