Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jefferies LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore M Serure | 419023 | 2 | 11/09/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gustavo Alfredo Frances | 4246160 | 2 | 01/23/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gustavo Alfredo Frances | 4246160 | 2 | 05/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karen Bena Armstrong | 2051124 | 3 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Camardi | 1908111 | 2 | 01/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Camardi | 1908111 | 2 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Glen Santangelo | 2776058 | 2 | 08/19/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Arthur Fisher | 1172607 | 21 | 09/18/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory Arthur Fisher | 1172607 | 21 | 08/25/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Serge Henri Cohen | 1689433 | 2 | 05/17/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |