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FINRA Broker Disclosures for Jefferies LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Jefferies LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 16 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Eric Lusby6425566206/10/2021CriminalFinal Disposition$0.00$0.00See FINRA Report
Justin Tulloch7579944108/11/2020CriminalFinal Disposition$0.00$0.00See FINRA Report
Daniel Strauss6050764108/17/2018CriminalFinal Disposition$0.00$0.00See FINRA Report
Ezra Solomon7395184102/28/2015CriminalFinal Disposition$0.00$0.00See FINRA Report
Leonardo Laport6868260102/25/2015CriminalFinal Disposition$0.00$0.00See FINRA Report
Jeremy Sachs7402332104/28/2013CriminalFinal Disposition$0.00$0.00See FINRA Report
Eric Lusby6425566208/17/2012CriminalFinal Disposition$0.00$0.00See FINRA Report
Stephen Harris Grau6520956102/12/2012CriminalFinal Disposition$0.00$0.00See FINRA Report
Alexander James Gavin6837110111/03/2011CriminalFinal Disposition$0.00$0.00See FINRA Report
Karla Menendez6717197112/03/2010CriminalFinal Disposition$0.00$0.00See FINRA Report

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