Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hazard & Siegel, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Clyde Goldberg | 223898 | 1 | 04/13/2011 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| David Mark Mullen | 1327419 | 6 | 02/18/2011 | Customer Dispute | Settled | $323,753.00 | $0.00 | See FINRA Report |
| Alexander Sotir Joseph | 1092307 | 4 | 02/18/2011 | Customer Dispute | Settled | $323,753.00 | $0.00 | See FINRA Report |
| David Mark Mullen | 1327419 | 6 | 02/10/2011 | Customer Dispute | Settled | $61,460.10 | $0.00 | See FINRA Report |
| David Mark Mullen | 1327419 | 6 | 02/10/2011 | Customer Dispute | Settled | $1,088,290.00 | $0.00 | See FINRA Report |
| Alexander Sotir Joseph | 1092307 | 4 | 02/10/2011 | Customer Dispute | Settled | $61,460.10 | $0.00 | See FINRA Report |
| Alexander Sotir Joseph | 1092307 | 4 | 02/10/2011 | Customer Dispute | Settled | $1,088,290.00 | $0.00 | See FINRA Report |
| Lisa Martel Graves | 1722594 | 1 | 03/26/2006 | Customer Dispute | Settled | $18,311.30 | $0.00 | See FINRA Report |
| Mark Allen Kirsche | 2587688 | 2 | 07/09/2002 | Customer Dispute | Settled | $30,157.50 | $0.00 | See FINRA Report |
| Yun Chu Coughlin | 2806347 | 3 | 07/05/2001 | Customer Dispute | Settled | $126,000.00 | $0.00 | See FINRA Report |