Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hazard & Siegel, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Mark Mullen | 1327419 | 6 | 08/02/2010 | Customer Dispute | Dismissed | $109,128.00 | $0.00 | See FINRA Report |
| Alexander Sotir Joseph | 1092307 | 4 | 08/02/2010 | Customer Dispute | Dismissed | $109,128.00 | $0.00 | See FINRA Report |
| Randy Alan Murphy | 1262982 | 10 | 08/27/1997 | Customer Dispute | Dismissed | $35,000.00 | $0.00 | See FINRA Report |