Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hazard & Siegel, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Joseph Pezza | 4039684 | 2 | 12/11/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Sheila J Justin | 4658561 | 1 | 04/30/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Mark Mullen | 1327419 | 6 | 11/15/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Yun Chu Coughlin | 2806347 | 3 | 10/19/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |