Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hazard & Siegel, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randy Alan Murphy | 1262982 | 10 | 11/04/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Allen Kirsche | 2587688 | 2 | 11/15/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Michael Venditti | 4993775 | 2 | 01/28/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Kurt Finkbeiner | 1332275 | 3 | 11/06/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Edward Prevo | 1253521 | 1 | 09/24/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dwight Houston Carter | 1405029 | 2 | 06/21/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Yun Chu Coughlin | 2806347 | 3 | 12/19/2001 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Mark Mullen | 1327419 | 6 | 01/28/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |