Our Staff has compiled our research into a database of FINRA Broker Disclosures for Hazard & Siegel, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory Scott Williams | 7669324 | 2 | 11/28/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Max J Revelle | 3079430 | 2 | 06/01/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory Scott Williams | 7669324 | 2 | 02/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Susan L Divelbiss | 4572628 | 1 | 08/28/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Pfeuffer | 4673412 | 1 | 11/14/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randy Alan Murphy | 1262982 | 10 | 11/04/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Randy Alan Murphy | 1262982 | 10 | 08/26/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George Kurt Finkbeiner | 1332275 | 3 | 04/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Randy Alan Murphy | 1262982 | 10 | 03/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randy Alan Murphy | 1262982 | 10 | 02/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |