Our Staff has compiled our research into a database of FINRA Broker Disclosures for Intercarolina Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Marcus Dale Kindley | 734449 | 2 | 12/23/2015 | Customer Dispute | Settled | $111,468.00 | $0.00 | See FINRA Report |
Adamson Wayne Wright | 2650328 | 7 | 01/14/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
Marcus Dale Kindley | 734449 | 2 | 04/01/1997 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |