Our Staff has compiled our research into a database of FINRA Broker Disclosures for Intercarolina Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Eric Koonwai Ng | 2780478 | 5 | 06/02/2023 | Customer Dispute | Award / Judgment | $21,500.00 | $0.00 | See FINRA Report |
Barry Eugene Weed | 816202 | 4 | 05/03/1982 | Customer Dispute | Award / Judgment | $0.00 | $110,698.00 | See FINRA Report |