Our Staff has compiled our research into a database of FINRA Broker Disclosures for Intercarolina Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Koonwai Ng | 2780478 | 5 | 06/02/2023 | Customer Dispute | Award / Judgment | $21,500.00 | $0.00 | See FINRA Report |
| Kenneth Nelson Wiseman | 1621758 | 2 | 09/17/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Koonwai Ng | 2780478 | 5 | 11/05/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roger Allen Hubley | 251984 | 2 | 05/09/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Marcus Dale Kindley | 734449 | 2 | 12/23/2015 | Customer Dispute | Settled | $111,468.00 | $0.00 | See FINRA Report |
| Adamson Wayne Wright | 2650328 | 7 | 03/23/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Adamson Wayne Wright | 2650328 | 7 | 01/14/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Adamson Wayne Wright | 2650328 | 7 | 07/06/2011 | Customer Dispute | Denied | $14,070.00 | $0.00 | See FINRA Report |
| Adamson Wayne Wright | 2650328 | 7 | 06/13/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Adamson Wayne Wright | 2650328 | 7 | 06/13/2011 | Customer Dispute | Denied | $14,344.50 | $0.00 | See FINRA Report |