Our Staff has compiled our research into a database of FINRA Broker Disclosures for Intercarolina Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adamson Wayne Wright | 2650328 | 7 | 06/13/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Nelson Wiseman | 1621758 | 2 | 02/21/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Andrew Shumski | 1636896 | 1 | 05/01/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |