Our Staff has compiled our research into a database of FINRA Broker Disclosures for Intercarolina Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Koonwai Ng | 2780478 | 5 | 06/02/2023 | Customer Dispute | Award / Judgment | $21,500.00 | $0.00 | See FINRA Report |
| Marcus Dale Kindley | 734449 | 2 | 12/23/2015 | Customer Dispute | Settled | $111,468.00 | $0.00 | See FINRA Report |
| Adamson Wayne Wright | 2650328 | 7 | 01/14/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Adamson Wayne Wright | 2650328 | 7 | 07/06/2011 | Customer Dispute | Denied | $14,070.00 | $0.00 | See FINRA Report |
| Adamson Wayne Wright | 2650328 | 7 | 06/13/2011 | Customer Dispute | Denied | $14,344.50 | $0.00 | See FINRA Report |
| Adamson Wayne Wright | 2650328 | 7 | 03/10/2011 | Customer Dispute | Denied | $56,179.80 | $0.00 | See FINRA Report |
| Adamson Wayne Wright | 2650328 | 7 | 12/24/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| George Harold Hartzman | 2322314 | 1 | 02/09/2005 | Customer Dispute | Denied | $35,800.00 | $0.00 | See FINRA Report |
| Marcus Dale Kindley | 734449 | 2 | 04/01/1997 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Barry Eugene Weed | 816202 | 4 | 05/03/1982 | Customer Dispute | Award / Judgment | $0.00 | $110,698.00 | See FINRA Report |