Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fieldpoint Private Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Michael Wool | 4238101 | 4 | 10/02/2023 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Michael Vincent Restagno | 5532695 | 3 | 07/29/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Vincent Restagno | 5532695 | 3 | 03/07/2022 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Joshua Ross Lipman | 2910332 | 2 | 08/04/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kevin Thomas Doyle | 2189452 | 4 | 12/20/2019 | Customer Dispute | Settled | $17,231.00 | $0.00 | See FINRA Report |
| David Thomas Pawloski | 1438717 | 6 | 05/25/2017 | Customer Dispute | Settled | $120,000.00 | $0.00 | See FINRA Report |
| David Thomas Pawloski | 1438717 | 6 | 08/01/2016 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Anthony T Devito | 6061353 | 1 | 04/20/2016 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Kyle Michael Wool | 4238101 | 4 | 11/09/2009 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Michael Rolf Siek | 2072767 | 4 | 09/12/2008 | Customer Dispute | Settled | $605,350.00 | $0.00 | See FINRA Report |