Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fieldpoint Private Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Edward Guarini | 4699488 | 1 | 09/13/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Larry Dean Lavoice | 2125013 | 3 | 12/08/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joshua Ross Lipman | 2910332 | 2 | 02/07/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kevin Thomas Doyle | 2189452 | 4 | 11/29/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |