Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fieldpoint Private Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Thomas Pawloski | 1438717 | 6 | 04/09/2020 | Customer Dispute | Closed-No Action | $16,000.00 | $0.00 | See FINRA Report |
| Peter Sandler | 2847717 | 2 | 04/16/2015 | Customer Dispute | Closed-No Action | $309,796.00 | $0.00 | See FINRA Report |
| Vasilios Takos | 2500839 | 3 | 01/29/2011 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |