Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fieldpoint Private Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Thomas Pawloski | 1438717 | 6 | 08/22/2014 | Customer Dispute | Denied | $11,000.00 | $0.00 | See FINRA Report |
| Kyle Michael Wool | 4238101 | 4 | 06/18/2008 | Customer Dispute | Denied | $438,255.00 | $0.00 | See FINRA Report |
| Kyle Michael Wool | 4238101 | 4 | 04/26/2005 | Customer Dispute | Denied | $120,000.00 | $0.00 | See FINRA Report |
| Peter Sandler | 2847717 | 2 | 01/24/2000 | Customer Dispute | Denied | $6,606.40 | $0.00 | See FINRA Report |