Our Staff has compiled our research into a database of FINRA Broker Disclosures for Fieldpoint Private Securities, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jerome Frank Niles | 3076666 | 1 | 10/02/2023 | Customer Dispute | Pending | $1,477,270.00 | $0.00 | See FINRA Report |
| Joshua Anthony Shipley | 6631027 | 1 | 10/02/2023 | Customer Dispute | Pending | $1,477,270.00 | $0.00 | See FINRA Report |
| Michael Vincent Restagno | 5532695 | 3 | 02/09/2022 | Customer Dispute | Pending | $150,000.00 | $0.00 | See FINRA Report |