Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin Perkins | 6583368 | 1 | 01/03/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Charles Heberger | 845644 | 1 | 01/18/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gary Thomas Jergler | 1907477 | 2 | 07/11/2016 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Chad Jason Karl | 2725476 | 3 | 05/23/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Thomas Joseph Dailey | 59954 | 2 | 12/07/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Kenneth Michael Peavy | 4348578 | 2 | 08/04/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Chad Jason Karl | 2725476 | 3 | 02/18/2014 | Customer Dispute | Settled | $152,000.00 | $0.00 | See FINRA Report |
| Brian John Wahlfeld | 2573485 | 3 | 06/18/2013 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
| Jena Elizabeth Schuster | 3070897 | 1 | 08/28/2012 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |
| Leonard Emil Moulin | 3012350 | 1 | 08/28/2012 | Customer Dispute | Settled | $47,000.00 | $0.00 | See FINRA Report |