Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Allen Maynard | 2414427 | 1 | 09/06/2022 | Customer Dispute | Pending | $2,600,000.00 | $0.00 | See FINRA Report |
| Raymond Dennis Nye | 2375018 | 1 | 04/15/2022 | Customer Dispute | Pending | $75,910.00 | $0.00 | See FINRA Report |
| Byron Keith Ford | 2740604 | 4 | 02/02/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dustin Perkins | 6583368 | 1 | 01/03/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Charles Heberger | 845644 | 1 | 01/18/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Fredric Jeffrey Lowe | 709553 | 2 | 03/09/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Audie Gean Rea | 1080152 | 3 | 11/28/2016 | Customer Dispute | Award / Judgment | $307,062.00 | $90,000.00 | See FINRA Report |
| Joseph Christopher Alexander | 3168217 | 2 | 09/19/2016 | Customer Dispute | Final | $5,001.00 | $0.00 | See FINRA Report |
| Gary Thomas Jergler | 1907477 | 2 | 07/11/2016 | Customer Dispute | Settled | $5,001.00 | $0.00 | See FINRA Report |
| Chad Jason Karl | 2725476 | 3 | 05/23/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |