Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley S Lay | 4633746 | 3 | 12/06/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert John Erickson | 5276881 | 1 | 05/27/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Souza Brasil | 7212945 | 4 | 07/21/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Souza Brasil | 7212945 | 4 | 07/15/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Souza Brasil | 7212945 | 4 | 04/16/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lorena Souza Brasil | 7212945 | 4 | 12/30/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Gary Wolter | 2101241 | 4 | 10/17/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffery Ames Riley | 3157176 | 1 | 07/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian Blane Meierdiercks | 3205009 | 1 | 02/01/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Christopher Alexander | 3168217 | 2 | 09/19/2016 | Customer Dispute | Final | $5,001.00 | $0.00 | See FINRA Report |