Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Byron Keith Ford | 2740604 | 4 | 02/02/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Byron Keith Ford | 2740604 | 4 | 09/10/2012 | Customer Dispute | Closed-No Action | $35,000.00 | $0.00 | See FINRA Report |
| Alvaro Torres | 2994297 | 1 | 01/25/2010 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Durbin Don McDermott | 326602 | 2 | 11/14/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Lawrence William Waller | 3232644 | 7 | 04/11/2007 | Customer Dispute | Closed-No Action | $5,238.28 | $0.00 | See FINRA Report |
| Lawrence William Waller | 3232644 | 7 | 02/27/2007 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Peter Arthur Tedde | 2272255 | 1 | 01/06/2007 | Customer Dispute | Closed-No Action | $31,565.00 | $0.00 | See FINRA Report |
| William Joseph Chesney | 45533 | 1 | 11/19/2004 | Customer Dispute | Closed-No Action | $23,000.00 | $0.00 | See FINRA Report |
| James Edgar Roach | 1051723 | 1 | 11/09/2001 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Audie Gean Rea | 1080152 | 3 | 10/30/2001 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |