Our Staff has compiled our research into a database of FINRA Broker Disclosures for SA Stone Wealth Management Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew James Milo | 1011138 | 1 | 11/03/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Steven Welger | 1009784 | 4 | 04/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Steven Welger | 1009784 | 4 | 09/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Steven Welger | 1009784 | 4 | 09/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence William Waller | 3232644 | 6 | 02/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence William Waller | 3232644 | 6 | 02/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Scott Alan Szatkowski | 1944017 | 4 | 11/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Cordell Rollins | 4576407 | 2 | 04/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Demarco | 1932503 | 2 | 04/10/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter Elting Storm | 717101 | 1 | 04/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |