Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael MacLean | 5457640 | 4 | 04/02/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael MacLean | 5457640 | 4 | 11/27/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Worth Bradley Clark | 1143889 | 3 | 08/30/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael MacLean | 5457640 | 4 | 04/13/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Timothy William Sackett | 2010125 | 5 | 07/10/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Raleigh Edward Kraft | 1036719 | 5 | 12/29/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Raleigh Edward Kraft | 1036719 | 5 | 09/27/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Raleigh Edward Kraft | 1036719 | 5 | 06/04/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
James Francis Jurczak | 2032940 | 3 | 07/19/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Meryl Howard Kelch | 1951476 | 3 | 05/04/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |