Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Charles Schumann | 1604894 | 4 | 12/07/2022 | Customer Dispute | Denied | $160,000.00 | $0.00 | See FINRA Report |
| Luke Lannister | 6317373 | 1 | 11/28/2022 | Customer Dispute | Pending | $38,000.00 | $0.00 | See FINRA Report |
| Worth Bradley Clark | 1143889 | 3 | 08/30/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eugene Joseph Garner | 4892619 | 2 | 01/11/2022 | Customer Dispute | Pending | $650,000.00 | $0.00 | See FINRA Report |
| Michael MacLean | 5457640 | 2 | 04/13/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Howard Orr | 1583467 | 3 | 02/04/2021 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Michael MacLean | 5457640 | 2 | 01/04/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Timothy William Sackett | 2010125 | 4 | 07/10/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Lee Daniel | 802333 | 1 | 02/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Foote Gwynn | 232599 | 1 | 02/11/2020 | Customer Dispute | Withdrawn | $7,193.00 | $0.00 | See FINRA Report |