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FINRA Broker Disclosures for Grove Point Investments, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.

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Displaying 10 out of 23 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
John Robert Murray2441276107/01/2024Customer DisputeDenied$200,000.00$0.00See FINRA Report
James Penn van Putten Vink3107572210/16/2019Customer DisputeDenied$32,135.00$0.00See FINRA Report
Robert Willis Lester1831092410/16/2019Customer DisputeDenied$32,135.00$0.00See FINRA Report
Thomas John MacRis726226109/23/2019Customer DisputeDenied$23,000.00$0.00See FINRA Report
Soonhee Kim Cho2962660311/06/2017Customer DisputeDenied$193,000.00$0.00See FINRA Report
Eric Keith Schrott4443832201/16/2015Customer DisputeDenied$202,852.00$0.00See FINRA Report
Joseph Aloysius Dunn2091676311/22/2013Customer DisputeDenied$100,000.00$0.00See FINRA Report
David Georg Grabner1661975112/28/2012Customer DisputeDenied$0.00$0.00See FINRA Report
Raleigh Edward Kraft1036719506/25/2012Customer DisputeDenied$24,577.00$0.00See FINRA Report
Richard Ganz502532111/15/2011Customer DisputeDenied$100,000.00$0.00See FINRA Report

23 Results

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