Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Lee Daniel | 802333 | 1 | 02/18/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph O'Malley | 810816 | 2 | 01/23/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Mario Giordano | 6167919 | 2 | 08/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Stephen Wallman | 2748286 | 2 | 08/07/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Howard Bart Raff | 4307069 | 2 | 04/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amanda Meyer Joiner | 7621594 | 1 | 05/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank A Sposato | 2655122 | 3 | 12/14/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Devon Olison | 2362526 | 4 | 09/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Devon Olison | 2362526 | 4 | 03/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frank A Sposato | 2655122 | 3 | 12/12/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |