Our Staff has compiled our research into a database of FINRA Broker Disclosures for Grove Point Investments, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shane Robert Niederer | 6202734 | 1 | 01/27/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Thomas Battaglia | 6228743 | 1 | 05/08/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Chadwick Voorhees | 5896079 | 3 | 11/15/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Edward Porter | 4527873 | 1 | 09/03/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brandon Keehr | 7569252 | 1 | 12/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Chadwick Voorhees | 5896079 | 3 | 12/30/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lee James Couture | 2019385 | 2 | 03/19/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Chadwick Voorhees | 5896079 | 3 | 12/06/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Dennis Smith | 1937892 | 1 | 08/10/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Lyn Sigler | 1803313 | 1 | 10/14/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |