Potomac Analytics' Logo

FINRA Broker Disclosures for BOK Financial Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for BOK Financial Securities, Inc.. Search or filter the database to find more about a specific broker.

Search by Name, CRD, Disclosures, or Damages:

Filter by:

Sort by:

Displaying 10 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Matthew Franklin Mitchell4908737111/07/2023Customer DisputeSettled$60,000.00$0.00See FINRA Report
Ronald Charles Keever4002568209/22/2016Customer DisputeSettled$55,237.00$0.00See FINRA Report
Bradley C Wedel4245653207/28/2011Customer DisputeSettled$12,656.40$0.00See FINRA Report
Kent Allen Musbach1988192109/16/2010Customer DisputeSettled$77,310.90$0.00See FINRA Report
Joshua Aaron Hunt4515212109/16/2010Customer DisputeSettled$77,310.90$0.00See FINRA Report
Brandy Barnes Marion4004116107/15/2010Customer DisputeSettled$200,000.00$0.00See FINRA Report
Ronald Ames Rotthaus1646619212/31/2009Customer DisputeSettled$316,126.00$0.00See FINRA Report
Scott Ryan Swiggett4638175102/23/2009Customer DisputeSettled$5,000.00$0.00See FINRA Report
Jason Edward Liles3041178107/10/2003Customer DisputeSettled$8,500.00$0.00See FINRA Report
Richard Lee Hundley1397697103/06/2003Customer DisputeSettled$0.00$0.00See FINRA Report

12 Results

Display: