Our Staff has compiled our research into a database of FINRA Broker Disclosures for BOK Financial Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gihan Anil Fernando | 4469669 | 2 | 09/14/2022 | Customer Dispute | Settled | $16,018.80 | $0.00 | See FINRA Report |
| Gihan Anil Fernando | 4469669 | 2 | 07/02/2020 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| David Kyle Ridenour | 4941433 | 3 | 02/02/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ronald Charles Keever | 4002568 | 2 | 09/22/2016 | Customer Dispute | Settled | $55,237.00 | $0.00 | See FINRA Report |
| David Kyle Ridenour | 4941433 | 3 | 07/29/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley C Wedel | 4245653 | 2 | 07/28/2011 | Customer Dispute | Settled | $12,656.40 | $0.00 | See FINRA Report |
| Kent Allen Musbach | 1988192 | 1 | 09/16/2010 | Customer Dispute | Settled | $77,310.90 | $0.00 | See FINRA Report |
| Joshua Aaron Hunt | 4515212 | 1 | 09/16/2010 | Customer Dispute | Settled | $77,310.90 | $0.00 | See FINRA Report |
| Brandy Barnes Marion | 4004116 | 1 | 07/15/2010 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Ronald Ames Rotthaus | 1646619 | 2 | 12/31/2009 | Customer Dispute | Settled | $316,126.00 | $0.00 | See FINRA Report |