Our Staff has compiled our research into a database of FINRA Broker Disclosures for BOK Financial Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ronald Ames Rotthaus | 1646619 | 2 | 06/10/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steve Dwain Germany | 2765364 | 2 | 12/31/2012 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Justin Lee Corcoran | 4730709 | 1 | 11/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Rusty Clayton Jones | 4477697 | 1 | 08/11/2008 | Customer Dispute | Denied | $24,765.00 | $0.00 | See FINRA Report |
| Bradley C Wedel | 4245653 | 2 | 08/23/2006 | Customer Dispute | Denied | $41,750.00 | $0.00 | See FINRA Report |
| Todd Patrick Hofmann | 2572990 | 1 | 08/02/2002 | Customer Dispute | Denied | $30,945.10 | $0.00 | See FINRA Report |