Our Staff has compiled our research into a database of FINRA Broker Disclosures for BOK Financial Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karesse Renay Bradley | 6486892 | 1 | 03/29/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam S Baker | 4931050 | 1 | 02/28/2024 | Customer Dispute | Withdrawn | $130,000.00 | $0.00 | See FINRA Report |
| Byron Harris Culpepper | 2058416 | 3 | 01/01/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Franklin Mitchell | 4908737 | 1 | 11/07/2023 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Carri Murphy | 7130971 | 1 | 10/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Byron Harris Culpepper | 2058416 | 3 | 03/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Byron Harris Culpepper | 2058416 | 3 | 08/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cherie Dalynn Jackson | 7224590 | 1 | 03/06/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Teddy Ray Slate | 5877505 | 1 | 10/30/2019 | Customer Dispute | Closed-No Action | $27,420.20 | $0.00 | See FINRA Report |
| Ronald Charles Keever | 4002568 | 2 | 09/22/2016 | Customer Dispute | Settled | $55,237.00 | $0.00 | See FINRA Report |