Our Staff has compiled our research into a database of FINRA Broker Disclosures for BOK Financial Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dieta Lynn Hardin | 4330101 | 1 | 04/17/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Scott Deneen | 4300481 | 1 | 01/01/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Ernest Torres | 1555032 | 2 | 12/03/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Ernest Torres | 1555032 | 2 | 03/24/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |