Our Staff has compiled our research into a database of FINRA Broker Disclosures for BOK Financial Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Teddy Ray Slate | 5877505 | 1 | 10/30/2019 | Customer Dispute | Closed-No Action | $27,420.20 | $0.00 | See FINRA Report |
| Steve Dwain Germany | 2765364 | 2 | 04/24/2014 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Ann Sheahan | 1609333 | 1 | 01/26/2010 | Customer Dispute | Closed-No Action | $38,854.70 | $0.00 | See FINRA Report |
| Joetta Lynn Cox | 4757625 | 1 | 02/02/2009 | Customer Dispute | Closed-No Action | $18,000.00 | $0.00 | See FINRA Report |