Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Girard Deluca | 4428054 | 2 | 12/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Weimer | 1859854 | 1 | 03/23/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Clinton Wirick | 2229990 | 5 | 03/07/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Clinton Wirick | 2229990 | 5 | 08/22/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Clinton Wirick | 2229990 | 5 | 07/30/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Pankowski | 725933 | 5 | 01/06/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Pankowski | 725933 | 5 | 07/29/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Pankowski | 725933 | 5 | 07/27/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Joseph Pankowski | 725933 | 5 | 07/24/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lauren Ann Gidley | 1951920 | 6 | 03/10/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |