Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lee Allan Abramovitz | 2489311 | 2 | 09/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Allen Dague | 2397866 | 4 | 03/14/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Allen Dague | 2397866 | 4 | 09/28/1993 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Mark Thomson | 1287184 | 1 | 12/14/1988 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |