Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Lee Musselman | 2799298 | 10 | 12/22/2010 | Customer Dispute | Closed-No Action | $115,000.00 | $0.00 | See FINRA Report |
| Michael Girard Deluca | 4428054 | 2 | 05/12/2006 | Customer Dispute | Closed-No Action | $33,000.00 | $0.00 | See FINRA Report |
| Daniel Allen Dague | 2397866 | 4 | 04/14/2003 | Customer Dispute | Closed-No Action | $9,191.25 | $0.00 | See FINRA Report |