Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Hinant Hecker | 821625 | 2 | 11/20/2023 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Michael Girard Deluca | 4428054 | 2 | 12/06/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lee Allan Abramovitz | 2489311 | 2 | 09/28/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Weimer | 1859854 | 1 | 03/23/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew George Obrien | 836764 | 2 | 04/29/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew George Obrien | 836764 | 2 | 04/29/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lauren Ann Gidley | 1951920 | 6 | 01/30/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stephen Hinant Hecker | 821625 | 2 | 06/03/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Lee Allan Abramovitz | 2489311 | 2 | 05/12/2015 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Bruce Lee Musselman | 2799298 | 10 | 02/08/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |