Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Hinant Hecker | 821625 | 2 | 11/20/2023 | Customer Dispute | Settled | $55,000.00 | $0.00 | See FINRA Report |
| Lee Allan Abramovitz | 2489311 | 2 | 05/12/2015 | Customer Dispute | Settled | $11,000.00 | $0.00 | See FINRA Report |
| Bruce Lee Musselman | 2799298 | 10 | 02/08/2013 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Young | 2183899 | 4 | 09/19/2012 | Customer Dispute | Settled | $185,220.00 | $0.00 | See FINRA Report |
| Bruce Lee Musselman | 2799298 | 10 | 07/05/2011 | Customer Dispute | Denied | $80,000.00 | $0.00 | See FINRA Report |
| Bruce Lee Musselman | 2799298 | 10 | 12/22/2010 | Customer Dispute | Closed-No Action | $115,000.00 | $0.00 | See FINRA Report |
| Bruce Lee Musselman | 2799298 | 10 | 03/22/2010 | Customer Dispute | Settled | $16,636.40 | $0.00 | See FINRA Report |
| Bruce Lee Musselman | 2799298 | 10 | 05/26/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Lee Musselman | 2799298 | 10 | 05/19/2009 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Bruce Lee Musselman | 2799298 | 10 | 03/20/2009 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |