Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Michael Luckey | 5219374 | 1 | 10/04/2023 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Dustin Perkins | 6583368 | 1 | 01/03/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Mark Charles Heberger | 845644 | 1 | 01/18/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Chad Jason Karl | 2725476 | 2 | 05/23/2016 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Kenneth Michael Peavy | 4348578 | 2 | 08/04/2015 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Chad Jason Karl | 2725476 | 2 | 02/18/2014 | Customer Dispute | Settled | $152,000.00 | $0.00 | See FINRA Report |
| Brian John Wahlfeld | 2573485 | 3 | 06/18/2013 | Customer Dispute | Settled | $69,000.00 | $0.00 | See FINRA Report |
| Gordon Lee Crenshaw | 1082776 | 1 | 06/04/2012 | Customer Dispute | Settled | $38,000.00 | $0.00 | See FINRA Report |
| Lawrence P Kennard | 867149 | 1 | 04/30/2012 | Customer Dispute | Settled | $49,000.00 | $0.00 | See FINRA Report |
| Heather Wilson Smith | 3241674 | 1 | 08/08/2011 | Customer Dispute | Settled | $34,223.30 | $0.00 | See FINRA Report |