Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Earl Corley | 4419160 | 3 | 10/25/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Earl Corley | 4419160 | 3 | 08/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jacqueline Noveck | 1243758 | 1 | 01/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence William Waller | 3232644 | 7 | 02/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lawrence William Waller | 3232644 | 7 | 02/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Cordell Rollins | 4576407 | 3 | 04/11/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Walter Elting Storm | 717101 | 1 | 04/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Cordell Rollins | 4576407 | 3 | 04/08/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| William Timothy Self | 4295200 | 1 | 02/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John F Porrecca | 4489057 | 1 | 11/06/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |