Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Alan Nelson | 3026585 | 7 | 08/21/2024 | Customer Dispute | Pending | $180,000.00 | $0.00 | See FINRA Report |
| Lawrence William Waller | 3232644 | 7 | 11/09/2023 | Customer Dispute | Pending | $135,000.00 | $0.00 | See FINRA Report |
| Christopher Earl Corley | 4419160 | 3 | 10/25/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Michael Luckey | 5219374 | 1 | 10/04/2023 | Customer Dispute | Settled | $125,000.00 | $0.00 | See FINRA Report |
| Christopher Earl Corley | 4419160 | 3 | 08/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David Cordell Rollins | 4576407 | 3 | 07/31/2023 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Jacqueline Noveck | 1243758 | 1 | 01/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Byron Keith Ford | 2740604 | 4 | 02/02/2022 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Dustin Perkins | 6583368 | 1 | 01/03/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Bradley S Lay | 4633746 | 2 | 12/06/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |