Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brent Alan Nelson | 3026585 | 7 | 08/21/2024 | Customer Dispute | Pending | $180,000.00 | $0.00 | See FINRA Report |
| Lawrence William Waller | 3232644 | 7 | 11/09/2023 | Customer Dispute | Pending | $135,000.00 | $0.00 | See FINRA Report |
| David Cordell Rollins | 4576407 | 3 | 07/31/2023 | Customer Dispute | Pending | $75,000.00 | $0.00 | See FINRA Report |
| Randall Keith Beard | 1978051 | 2 | 01/02/2014 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Brent Alan Nelson | 3026585 | 7 | 02/07/2001 | Customer Dispute | Pending | $30,000.00 | $0.00 | See FINRA Report |
| Peter Saab | 2058539 | 1 | 08/03/1998 | Customer Dispute | Pending | $5,640.00 | $0.00 | See FINRA Report |