Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Audie Gean Rea | 1080152 | 3 | 11/28/2016 | Customer Dispute | Award / Judgment | $307,062.00 | $90,000.00 | See FINRA Report |
| Mark Edward Flaherty | 1173405 | 3 | 10/29/2004 | Customer Dispute | Award / Judgment | $244,160.00 | $30,902.00 | See FINRA Report |