Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Colin Merrill Clark | 2849937 | 1 | 05/29/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Jason Day | 3234589 | 1 | 03/13/2019 | Customer Dispute | Final | $31,331.40 | $0.00 | See FINRA Report |
| Jay Richard Sanford | 2853124 | 2 | 07/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jay Richard Sanford | 2853124 | 2 | 07/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Arthur Woody | 1349560 | 2 | 04/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Michael Kloss | 1809007 | 2 | 06/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |