Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Alan Burtis | 2757496 | 1 | 02/13/2023 | Customer Dispute | Denied | $131,725.00 | $0.00 | See FINRA Report |
| Derek Huntington Coburn | 3090520 | 1 | 03/29/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Dunkley Franklin | 2674988 | 1 | 01/13/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Mark Fredrick Rubinstein | 1535991 | 2 | 02/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald Arthur Woody | 1349560 | 2 | 02/02/2015 | Customer Dispute | Denied | $19,000.00 | $0.00 | See FINRA Report |
| Peter William Grassi | 3245326 | 1 | 01/15/2014 | Customer Dispute | Denied | $31,207.90 | $0.00 | See FINRA Report |
| Mitchell Bradley Starr | 2361040 | 1 | 09/04/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Howard Nevins Bienenfeld | 831168 | 1 | 09/04/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Philip John Fogli | 1320549 | 2 | 03/29/2011 | Customer Dispute | Denied | $16,488.60 | $0.00 | See FINRA Report |
| Mark Fredrick Rubinstein | 1535991 | 2 | 03/26/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |