Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tyler Edward Schultz | 5762290 | 1 | 05/28/2024 | Customer Dispute | Pending | $46,862.60 | $0.00 | See FINRA Report |
| Trent Dana Bryson | 4079384 | 1 | 06/13/2023 | Customer Dispute | Closed-No Action | $60,000.00 | $0.00 | See FINRA Report |
| Craig Alan Burtis | 2757496 | 1 | 02/13/2023 | Customer Dispute | Denied | $131,725.00 | $0.00 | See FINRA Report |
| Daintry Noelle Price | 1692616 | 1 | 07/11/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Derek Huntington Coburn | 3090520 | 1 | 03/29/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Dunkley Franklin | 2674988 | 1 | 01/13/2020 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth Jason Day | 3234589 | 1 | 03/13/2019 | Customer Dispute | Final | $31,331.40 | $0.00 | See FINRA Report |
| Joseph Edward Aiello | 1624046 | 1 | 02/05/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Philip E Hecker | 6500679 | 1 | 11/10/2016 | Customer Dispute | Closed-No Action | $5,150.53 | $0.00 | See FINRA Report |
| Mark Fredrick Rubinstein | 1535991 | 2 | 02/18/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |